SEC Filing Record

Offering Amount

$20.0M

$17.8M raised

Strategy

Other

Exemption

06b

Date Filed

May 29, 2026

0002136988-26-000001

View on SEC EDGAR →

37A Read

This is a successor fund in an established series, signaling the managers completed a first vintage and returned to market with repeat LPs under a continuation strategy; the dual GP structure with Swanson and Hauser implies either a partnership model or a key-person diversification arrangement that likely carried over from the prior fund.

The absence of prior EDGAR filings for this manager indicates either a first-time SEC registration (despite running a Venture II), a previous reliance on smaller exemptions, or operation primarily through direct LP relationships that did not require public filing—the 06b no-solicitation exemption here confirms this fund is exclusively built from existing relationships, typical of managers with concentrated LP networks.

A May 2026 filing for a successor venture fund aligns with typical LP redeployment cycles and Q2 capital availability windows; however, the 89% close rate at filing suggests this raise has already been heavily committed by existing LPs, reducing urgency to actively market the remaining $2M and indicating strong retention from Fund I.

Before engaging, verify the key-person definitions and removal provisions tied to Swanson and Hauser—specifically whether both GPs must remain involved or if either can exit, given that no prior EDGAR history means limited public disclosure of their historical roles, compensation splits, or any prior LP disputes that would surface in SEC filings.

Full analysis (GP structure, exemption breakdown, and market context) is available to Pro members.

Unlock Pro · $29/month → Sign in

Principals

General Partners & Executives

Paul Swanson Mark Hauser

Ohio Reflection Venture II, LLC